SEBI Full Form – What is SEBI – Functions, Working, Power? Explained

 SEBI Full Form

SEBI Full Form – What is SEBI ? was established by Government of India on 12 April 1988. It had been given statuary powers in 1992 with SEBI Act 1992 passed by the Indian Government. SEBI has its headquarters in Mumbai. It has four regional offices New Delhi, Chennai, Kolkata and Ahmadabad. SEBI has opened local offices at Jaipur and Bangalore and planning to open offices at Guwahati, Bhubaneshwar, Patna, Kochhi and Chandigarh.

 
SEBI full form is mentioned below  :

 

Securities Exchange and Board India

 

What is SEBI?

The Securities and Exchange Board of India (SEBI) is a market regulator of India, established by Indian Government to provide a unified, efficient and self-regulatory framework for capital markets. SEBI is responsible for the regulation of stock exchanges as well as the financial sector under the India’s securities law. In addition, SEBI is the principal regulator for the country’s capital markets including mutual funds, foreign exchange, money market, fixed income, derivatives, commodities, public issues, private placements, corporate bonds and commercial paper. The structure of SEBI will look similar to the UK’s Financial Conduct Authority (FCA) and the US’ Securities and Exchange Commission (SEC).

 

SEBI’s Working :

On the basis of recommendations of Expert Committee on Establishment and Conduct of SEBI, SEBI was established to regulate the securities market in India. To protect the interests of investors SEBI issued Listing Obligations and Disclosure Requirements (LODR) in the year 1996. SEBI came into existence to promote a professional investment culture in the country. It’s main aim is to promote and protect the interests of investors. Regulatory responsibilities of SEBI includes the following:

1. SEBI is responsible for registering & dealing in Securities

2. It is also responsible for overseeing:

  • Issuance of Securities
  • Disposal of securities
  • IPO of securities
  • Commencement & termination of IPOs
  • Disposal of rights in Securities
  • Approval for trading of shares .

 

SEBI’s Regulatory Powers :

Most SEBI rules and regulations are administered by Public Utility Regulator, where direct supervision is provided by SEBI and it cannot take action on any complaint unless directed by the SEBI’s High Powered Committee. Regulator also appoints and removes its Executive Director and is answerable to the government for the authority to function. Risk and compliance are two areas in which SEBI has jurisdiction and this is done through Investor Education and Awareness, Enforcement and Investigation. SEBI’s Transparency You cannot sell securities without SEBI’s approval and permits. SEBI can only authorise and regulate brokers and intermediaries. It can take action on wrongdoers and impose penalties. SEBI provides corporate registered companies with its e-Banking system.

 

SEBI’s Functions :

 Securities market regulator

 Regulates and monitors

 Trading in securities and mutual fund Conducts monitoring of stocks

 Assessment of activities by brokers

 Conducts examination of SEBI registered stock brokers and authorised dealers

 Investigates in cases of suspected and undisclosed Ponzi schemes

 Designates surveillance officers and provides them with powers to conduct inspections, search, and arrest.

 

Conclusion :

We are glad to have provided you all the top level requirements and we will leave you with some insightful statements that can help you throughout the project implementation. The role of any project manager is the aspect of running the project, not driving it. Good project managers possess an excellent understanding of all the other aspects of the project and not just the project. A good project manager makes sure all the processes and systems are in place to ensure smooth running of the project. Good project managers must keep in mind all the stakeholders and not just the end users of the product. Effective project managers are good in multi-tasking and can multitask more than one thing at a time. Good project managers must not take up projects on their own.

 

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